Vice President, AML / OFAC Compliance Advisory
About the Company
Prominent investment bank
Industry
Investment Banking
Type
Privately Held
About the Role
The Company is seeking a VP for AML and OFAC Compliance Advisory. The successful candidate will be responsible for the review and validation of high-risk KYC files to ensure they meet the company's policies and regulatory requirements. This role involves providing regulatory guidance to staff on proposed activities and transactions, as well as assisting in the analysis and implementation of updates in regulations and policies to maintain compliance. The VP will also provide guidance on AML-specific queries related to customers and transactions and contribute to the analysis of data for the company's BSA/AML and OFAC risk assessments. Applicants for the VP, AML, and OFAC Compliance Advisory position at the company should have a strong background in AML and OFAC compliance, with a focus on KYC and risk assessment. The role requires the ability to review and issue regulatory guidance, analyze data for risk assessments, and ensure the company's compliance with US regulations. The ideal candidate will have experience in a similar advisory role, be well-versed in AML and OFAC regulations, and have the skills to provide effective guidance to the front office and support staff. A proactive approach to staying updated on regulatory changes and the ability to assist in the implementation of new requirements is essential.
Travel Percent
Less than 10%
Functions
...Weatherby Healthcare is seeking a Physician Assistant Family Practice for a locum tenens job in Greensboro, North Carolina. Job Description & Requirements Specialty: Family Practice Discipline: Physician Assistant Duration: 13 weeks Employment Type:...
...Job Title: Part Time Event Security Officer Department: Security Reports To: Security Operations Manager Location: Lumen Field Pay Rate:$23.25/hour SUMMARY The event security officer will possess honesty, integrity, tolerance...
...Wellspring Nurse Source is seeking a travel nurse RN Endoscopy for a travel nursing job in Biddeford, Maine. Job Description & Requirements ~ Specialty: Endoscopy ~ Discipline: RN ~ Start Date: ASAP ~ Duration: 13 weeks ~40 hours per week ~ Shift: 10...
...This is a remote position. CityGreen Services is seeking a highly motivated Email Chat Support Specialist to join our team. As an Email Chat Support Specialist, you will be responsible for providing exceptional customer service through email and chat communication...
...Supportive, professional work environment COMMITMENT TO DIVERSITY As an equal opportunity employer committed to meeting the needs... ..., sexual orientation, or disability and actively foster inclusion in all forms both within our company and across interactions with...